Bartók
and Puccini Go Full Circle With Duke Bluebeard’s Castle and Gianni Schicchi
What can these two operas
have in common—Bartók’s chilling, psychological drama of marital love and Puccini’s comic romp of
greed and forgery? Surprisingly, quite a bit.
We tend to think of
Giacomo Puccini (1858–1924), along with Verdi and Rossini, as the third in the
Italian grand opera triumvirate, three composers whose works constitute the bedrock of opera repertory. Where Verdi and Rossini were relatively
consistent in their respective musical idioms, Puccini straddles two eras: late Romanticism and modernism. His melodic facility and love of theatricality made him a huge success, but at the same time, he was a twentieth-century man, experiencing
melancholy, self-doubt, and sometimes outright pessimism.
Béla Bartók (1881–1945),
on the other hand, was the quintessential modernist enigma. His works for stage, orchestra, piano, and ensemble are intense and austere, much like the composer
himself. He championed Eastern European folk music (especially Hungarian), preserving songs and musical styles in danger of extinction at the turn of the
century. The distinctive rhythms and melodic structures of this folk music made an indelible impression on
his own compositions. His music seems to reconcile the swirling mass of ideas and influences of the first half
of the twentieth century, resulting in a body of work that ranges from naïve to lyrical to expressionistic.
Both Bartók’s Duke
Bluebeard’s Castle and Puccini’s Gianni Schicchi were performed for the first
time in 1918. The year was a point of convergence—the end of the Belle Epoque and of pre-war innocence—and a point of departure for so many of the -isms that characterize modern life. Just like the humble circle,
these events turn in on themselves, blurring the lines of beginning and ending.
On the subject of origins,
both Bluebeard and Schicchi originated in centuries old literature. Bartók’s librettist Béla Balázs (a poet who would become one of cinema’s most
influential theorists) took his inspiration from Maeterlinck’s Ariane et Le Barbe-bleu (1899), which in turn drew on the original Charles Perrault fairy tale from the seventeenth century. Along with the stories of the Brothers Grimm, Perrault’s
Mother Goose Tales is a popular source for works for the stage. Far from being just kids’ stories, fairy tales enable the young reader to discover his identity and to develop his moral character. Gruesome events, supernatural beings, and unrealistic plots are ultimately
irrelevant in a fairy tale except as they direct the reader to wisdom and insight. (Bruno Bettelheim's 1976 The Uses of Enchantment remains one of the most insightful examinations of psychology and the fairy tale.)
The story of Bluebeard (the fairy tale and the opera) is a metaphor for worthiness or faithfulness tried by sexual and worldly temptations. Like Eve, Bluebeard’s operatic
wife is tempted by the promise of knowledge in the form of the
locked castle doors. Thinking to invoke a conjugal prerogative, Judith wants to know everything about her mysterious husband and demands that the doors be opened. Curiosity,
a kind of greed, impels her to her fate, and the knowledge she gains removes
her forever from any chance of intimacy. In addition to the lesson of the destructive aspects of jealous love, the story has much to say about the limits of love and the futility
of ever knowing or possessing another person entirely.
Schicchi’s origins are
even older, coming out of Dante’s Inferno from the early fourteenth century. In Canto XXX, Dante records the doings of one Gianni Schicchi, a Florentine noble well-known
for his mimicry. Schicchi is condemned to the eighth ring of Hell for having
forged the will of Buoso Donati, bequeathing to himself, among other things, a fine mare.
To this story Puccini and his librettist, Giovacchino Forzano, added touches of
commedia dell’arte and Grand Guignol, those time-honored theatrical styles of comedy and fantasy.
Just as everything old is
new again in the hands of these artists, so the stagecraft of the operas illustrates a degree of circularity. Schicchi, as one opera of Puccini’s Il trittico
(The Triptych) complements Il tabarro (The Cloak), a verismo drama of love and murder among stevedores, and Suor Angelica (Sister Angelica), a sentimental story of
redemption in a nunnery. The biblical symbolism of the numeral three cannot have
been lost on Puccini, and the triptych shows his mastery of the one-act genre as well as a keen sense of the whole compass of human emotions.
In Schicchi, Puccini
completes the triptych’s cycle with opera buffa, using laughs to portray human nature’s darker side. The opera opens with the grieving Donati family gathered around the deathbed of old Buoso (in Dante’s Inferno he is condemned to hell for thievery). Mourning turns to madness when the family hears that Buoso may have left his fortune
to a local monastery rather than to his own kin. The son Rinuccio, who has eyes for Schicchi’s daughter Lauretta, enlists the help of his prospective father-in-law Gianni, a man of lowly birth but one whose cunning the Donatis need. Scoundrel that he
is, Schicchi comes up with the most contemptuous of plans, but it turns out
even worse than expected—it’s bad enough that Schicchi impersonates the dead
man and rewrites the will, but blackguard names himself as heir.
The Donatis are left helpless not only because they have sworn to conceal
the plot, but also because they fear the harsh consequences of Florentine law. By the end, the lovebirds sing contentedly while Schicchi gloats from the comfort of Buoso’s estate. Yet the fairy tale ending is marred by the aftertaste
of Schicchi’s deed. Puccini has given us laughs aplenty and fine music to enjoy, but we keep coming back to the Donatis’ greed and Schicchi’s lack of morality. Even love isn’t quite enough to redeem this character who acts without fear of civil law or common
decency.
With Duke Bluebeard’s
Castle, the sense of circularity is even more pronounced. Through his friendship with Balázs and other members of Budapest’s Sunday Circle, Bartók encountered the ideas of Nietzsche and Freud in an era when Hungary was
trying to escape from the long shadow of Germany. He experienced a certain creative tension, spending days collecting folk songs in rural areas and then returning to the city to debate with his friends the merits of music and ideas born in other cultures.
To the influence of Wagner, Richard Strauss, and especially Debussy’s Pelléas et Mélisande, was added Hungarian musical nationalism: the result was Bartók’s only opera.
There are only two
characters in the piece, the duke and his wife Judith, an archetypal Adam and Eve with
all the symbolism that implies. In the opera’s prologue (sometimes omitted in performance), Balázs uses a bardic style to introduce the ancient tale:
“The tale is old that shall be told, but where does it belong. Within? Without? How shall I tell the story, ladies and gentlemen? Let the song speak, I pray. We will watch together. Our eyes are open wide: but where is the stage: Within? Without? Ladies and gentlemen? (English version by Christopher Hassall, from the 1965
Decca recording)
The storyteller, like any
folklorist, is careful to make the tale universal, without historical references. He then amplifies the ambiguity by refusing to anchor the tale in the external world, hinting that the drama lies within ourselves as well as without.
From Bluebeard’s first
words, there is a sense of all foreboding come true. It is cold and dark, but Judith is determined to lighten the castle’s icy gloom with her love. Concealing her curiosity about her husband beneath assurances of the healing power
of love, Judith persuades Bluebeard to open the doors one by one. Instead of fulfillment, the temptation leads to a fall, and Judith must enter the chamber where Bluebeard keeps his other wives: possessions just like any others. Standing alone on stage,
Bluebeard welcomes darkness, and we ask ourselves, is he—are we—capable of the solace of love, or is the human condition essentially one of everlasting solitude?
Like Dante’s successive
circles of hell, Duke Bluebeard’s Castle is one ring of fire after another. The
circular hall carved of stone indicates both infinity and closure; the doors close off vistas of wealth and knowledge, and the price for opening them is steep. The cyclical nature of the stage directions, beams of light accumulating until the shadow of the sixth
door darkens them, provide a rise and fall that parallels the dramatic action. And, finally, Judith’s escalating curiosity, her repeated indulgence of temptation, her
greed to possess her husband entirely, all combine to send her to her fate. Even Bluebeard, who would seem to have everything, is left as he began, alone in darkness.
Before we quit the circle,
it might be interesting to consider briefly Judith’s end. The original “Bluebeard” story as it appeared in the Mother Goose Tales is quite different from the opera. In Perrault’s story, the wife opens a forbidden door and is
about to be slain by her angry husband, when her brothers sweep in and rescue
her. The brothers kill Bluebeard, and the wife inherits his estate, putting it to
benevolent use. Perrault offers two morals: to the wife he says that curiosity, in spite of its appeal, often leads to regret; to the husband he admonishes against jealous love, implying that he must trust his wife and not try to trap her in tests of faithfulness.
However, Bartók and Balázs don’t offer tidy morals to their tale. They were interested in a much broader intellectual predicament: the absurdity of man’s existence, tempered by Schopenhauerian notions of Eros and fatalism, and overlaid with the
undeniable echoes of what Baudelaire called “the ardent and despotic music” of Wagner’s Ring. Indeed, the Ring cycle, the quintessential model of operatic circulity,
examines the consequences of greed across a wide variety of characters in a society that collapses
under its own weakness. Sound familiar?
Photo at top: Even the 2006 Royal Opera House production emphasized the notion of circularity in Bluebeard with its sets.
© 2009 Leann Davis
Alspaugh. This article appeared in a slightly different version in the
performance magazines for Los Angeles Opera and Washington National Opera.